White & Case
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Japan Regulatory Update
Thursday, October 20, 2011
Hong Kong

White & Case invites you to join us for this upcoming breakfast seminar.

Agenda:
8:00 - 8:15 a.m. Registration
8:15 - 9:15 a.m. Japan Regulatory Update
New Discretionary Investment Management (DIM) registration for managers targeting 'Qualified Investors'.
New amendments to the Short Sell rules in connection with public and secondary offerings.
Recent trends in the Japan regulatory environment:
> Sanctions
> Licensing
Q & A

Speakers:
Christopher Wells, Partner, New York office
Tomoko Fuminaga, Partner, New York office
Koji Yamamoto, Associate, Tokyo office

Location:
Conference Room A
White & Case
9th Floor, Central Tower
28 Queen's Road Central
Hong Kong

Additional Information:

  • Application has been made to The Law Society of Hong Kong for 1 CPD point. The seminar provides 1 credit hour required by the New York and California State Bars.
  • A light breakfast will be provided.
  • There is no charge to attend this seminar.
  • Places at this seminar are limited and are allocated on a 'first come, first served' basis.