CFTC and SEC Publish Rules Defining Entities That Will Be Classified as Dealers, Major Participants in Derivatives Market | White & Case LLP International Law Firm, Global Law Practice
CFTC and SEC Publish Rules Defining Entities That Will Be Classified as Dealers, Major Participants in Derivatives Market

CFTC and SEC Publish Rules Defining Entities That Will Be Classified as Dealers, Major Participants in Derivatives Market

Reproduced with permission from Bloomberg BNA Securities Regulation & Law Report.

The Commodity Futures Trading Commission (CFTC) and Securities and Exchange Commission (SEC) adopted rules defining swap dealers.

This article discusses how the rules will impact businesses that use swaps to hedge risks.

 

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