Readying Your Fund for the Coming US Regulatory Maze
November 15, 2011
Tokyo, Hong Kong, Singapore
White & Case invites you to join us for this upcoming seminar.
Agenda
- 8:45 - 9:00 a.m. (Tokyo) | 7:45 - 8:00 a.m. (Hong Kong, Singapore)
- 9:00 - 10:00 a.m. (Tokyo) | 8:00 - 9:00 a.m. (Hong Kong, Singapore)
- US Regulatory Update for Private Fund Managers: SEC Registration and Exemptions, FINRA Rule 5131, Large Trader Reporting Requirements and Form PF Reporting
- Q & A
Additional Information:
- The seminar will be streamed live via video-conference from New York.
- Application has been made to The Law Society of Hong Kong for 1 CPD point. The seminar provides 1 credit hour required by the New York and California State Bars.
- Coffee and pastries will be served.
- There is no charge to attend this seminar.
- Places at this seminar are limited and are allocated on a 'first come, first served' basis.
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