7 results
Alert
DOJ Issues Guidance on Bulk Sensitive Data Rules
cash
Insight
Financial Regulatory Observer 2022
The Financial Regulatory Observer spotlights selected topics currently driving regulatory and technological changes in the financial industry.
golden glass building
Insight
Regulatory round-up
As the world emerges from the turmoil caused by the COVID-19 pandemic, the financial services sector is going through a time of considerable change. This section highlights some developments to be aware of in key regulatory hot topics.
currency
Insight
Operational resilience in the UK, EU and US: A comparison
With a new operational resilience framework in force in the UK and similar reforms proposed in the EU and the US, we examine how the regimes compare and their practical impact on financial services firms.
Financial Regulatory Observer
Insight
Regulatory Hot Topics: Highlights
It has been a period rife with notable shifts on the global stage; a new administration in the US, the end of the Brexit transition period and the reaching of key milestones in the discontinuation of LIBOR, to name but a few.
Alert
Interagency Statement on Role of Supervisory Guidance to Become a Rule
Alert
Permitted Finder Activities: SEC Proposes Long-Awaited Exemption