Joseph Carroll
Biography
Overview
Joseph Carroll is an associate in the White Collar team in London. He advises companies and individuals on regulatory and enforcement matters, investigations, and compliance and corporate governance issues, with a focus on matters involving bribery and corruption, money laundering and fraud.
Joseph has particular experience of conducting multi-jurisdictional internal investigations in emerging markets. He joined White & Case in May 2016 from another leading law firm.
Experience
Acting for an investment bank in connection with cross-border investigations conducted by several regulatory authorities (in the US, the UK, Germany and Russia) in relation to alleged money laundering.
Acting for an investment bank in connection with a cross-border investigation into suspicious trading activity by a number of counterparties and related systems and controls issues.
Advising a variety of companies in relation to anti-bribery and anti-money laundering compliance and due diligence.
Acting for the former chief executive of a UK listed company in respect of alleged fraud and money laundering regarding overseas operations, including preparing the client to be interviewed under caution. *
Conducting a cross-border internal investigation for the investment arm of a foreign government regarding bribery, corruption, fraud, sanctions busting and money laundering in relation to overseas subsidiaries and investments in various jurisdictions. *
Conducting an internal investigation for a global investment management firm in relation to suspected bribery and corruption regarding an overseas investment, and advising on regulatory reporting requirements and subsequent investigations by national and international authorities. *
Advising an asset management firm regarding compliance issues in relation to a proposed transaction in a foreign jurisdiction. *
Conducting a cross-border internal investigation for a FTSE 100 company further to allegations of bribery, corruption, fraud and sanctions busting in overseas subsidiaries in a number of jurisdictions. *
* Matters worked on prior to joining White & Case.
