Kristen DiLemmo

Associate, London

Biography

Overview

Kristen is an Associate in the Firm's Financial Institutions Advisory practice. Kristen advises banks, investment firms and asset managers on a wide range of UK and EU financial services regulatory matters.

Prior to joining White & Case, Kristen worked as regulatory counsel for a global information and technology company.

Bars and Courts
England and Wales
Education
LPC
BPP Law School
GDL
BPP Law School
MSt
University of Oxford
B.Phil
University of Pittsburgh
Languages
English

Experience

Representative experience includes:

Working with an MTF operator on MiFID II readiness*

Advising a UK investment firm on the establishment of operations in Amsterdam as part of Brexit planning*

Advising a third-country bank on the establishment of a private wealth business in London and its application for authorization*

Advising a US tech start-up on the UK regulatory implications of running an investment management platform through a mobile app*

Advising credit institutions and solo-regulated firms on the impact of the Senior Managers and Certification Regime*

Advising third-country and domestic fund managers on structuring and marketing requirements under AIFMD*

Assisting a global investment bank in developing a consumer credit compliance framework*

* denotes transactions completed prior to joining White & Case.