Kristen DiLemmo is an associate in our Financial Institutions Advisory team based in London.
Kristen advises banks, investment firms, asset managers and technology companies on a wide range of UK and EU financial services regulatory matters.
Kristen helps clients navigate the complexities of financial regulation while emphasizing practical, business-focused solutions. She appreciates the particular challenge that regulated firms face when operating cross-border, and keeps operational realities at the forefront when advising.
Prior to joining White & Case, Kristen worked as regulatory counsel for a global information and technology company.
Representation of an MTF operator on MiFID II readiness*
Representation of a UK investment firm on the establishment of operations in Amsterdam as part of Brexit planning*
Representation of a third-country bank on the establishment of a private wealth business in London and its application for authorization*
Representation of a US tech start-up on the UK regulatory implications of running an investment management platform through a mobile app*
Representation of credit institutions and solo-regulated firms on the impact of the Senior Managers and Certification Regime*
Representation of third-country and domestic fund managers on structuring and marketing requirements under AIFMD*
Representation of a global investment bank in developing a consumer credit compliance framework*
* Experience prior to joining White & Case