Kristen DiLemmo

Associate, London

Biography

Overview

Kristen DiLemmo is an associate in our Financial Institutions Advisory team based in London. 

Kristen advises banks, investment firms, asset managers and technology companies on a wide range of UK and EU financial services regulatory matters.

Kristen helps clients navigate the complexities of financial regulation while emphasizing practical, business-focused solutions. She appreciates the particular challenge that regulated firms face when operating cross-border, and keeps operational realities at the forefront when advising.

Prior to joining White & Case, Kristen worked as regulatory counsel for a global information and technology company.

Bars and Courts
England and Wales
Education
LPC
BPP Law School
GDL
BPP Law School
MSt
University of Oxford
B.Phil
University of Pittsburgh
Languages
English

Experience

Representation of an MTF operator on MiFID II readiness*

Representation of a UK investment firm on the establishment of operations in Amsterdam as part of Brexit planning*

Representation of a third-country bank on the establishment of a private wealth business in London and its application for authorization*

Representation of a US tech start-up on the UK regulatory implications of running an investment management platform through a mobile app*

Representation of credit institutions and solo-regulated firms on the impact of the Senior Managers and Certification Regime*

Representation of third-country and domestic fund managers on structuring and marketing requirements under AIFMD*

Representation of a global investment bank in developing a consumer credit compliance framework*

* Experience prior to joining White & Case