Kristen is an Associate in the Firm's Financial Institutions Advisory practice. Kristen advises banks, investment firms and asset managers on a wide range of UK and EU financial services regulatory matters.
Prior to joining White & Case, Kristen worked as regulatory counsel for a global information and technology company.
Representative experience includes:
Working with an MTF operator on MiFID II readiness*
Advising a UK investment firm on the establishment of operations in Amsterdam as part of Brexit planning*
Advising a third-country bank on the establishment of a private wealth business in London and its application for authorization*
Advising a US tech start-up on the UK regulatory implications of running an investment management platform through a mobile app*
Advising credit institutions and solo-regulated firms on the impact of the Senior Managers and Certification Regime*
Advising third-country and domestic fund managers on structuring and marketing requirements under AIFMD*
Assisting a global investment bank in developing a consumer credit compliance framework*
* denotes transactions completed prior to joining White & Case.