Alert 25 Aug 2021 NYSE to Re-Amend its “Related Party Transaction” Review Rule to Align More Closely with SEC Disclosure Requirements
Alert 21 Jul 2021 SEC Statements Suggest Heightened Insider Trading Scrutiny Even if Using a Rule 10b5-1 Trading Plan
Article 18 Feb 2021 A Survey and In-Depth Review of Sustainability Disclosures by Small- and Mid-Cap Companies
Alert 25 Jan 2021 Key Considerations for the 2021 Annual Reporting and Proxy Season Part I: Form 10-K Considerations
Alert 03 Sep 2020 SEC Adopts Amendments to Modernize Disclosures and Adds Human Capital Resources as a Disclosure Topic: Key Action Items and Considerations for U.S. Public Companies
Alert 11 May 2020 SEC, NASDAQ Provide Additional Guidance and Temporary Exceptions as the Effects of COVID-19 Continue to Impact Public Companies
Alert 14 Apr 2020 SEC Emphasizes Importance of Robust Forward-Looking Disclosure for Q1 to Address COVID-19 Practical Steps to Approach Q1 Disclosures
Alert 07 Apr 2020 Glass Lewis Announces that Companies May Now Provide Response Statements for Inclusion in the Proxy Advisory Firm’s Voting Recommendations
Alert 27 Mar 2020 SEC Takes Additional Actions Helping Public Companies Address the Impact of COVID-19
Alert 26 Mar 2020 Glass Lewis Guidelines Update on Virtual-Only Meetings Due to COVID-19 Amid COVID-19 Crisis, Public Companies Make the Move to Virtual Meetings
Alert 05 Mar 2020 SEC Provides Conditional Relief from Filing SEC Reports for Companies Affected by COVID-19
Alert 04 Feb 2020 New SEC C&DIs Clarify Aspects of Omitting Discussion of Third Year of Financials from the MD&A
Alert 27 Jan 2020 BlackRock Calls for Enhanced Sustainability Disclosure and Accountability for Directors
Alert 21 Oct 2019 New Staff Legal Bulletin No. 14K – More Clarity From Corp Fin Staff on Core Rule 14a-8 Bases for Exclusion of Shareholder Proposals
Alert 26 Sep 2019 PwC Charged with Violating Auditor Independence Rules and Improper Professional Conduct
Alert 12 Sep 2019 Shareholder Proposals – How the SEC’s Recently Announced New Policy May Impact the Rule 14a-8 No-Action Process
Alert 12 Aug 2019 SEC Proposes Amendments to Modernize Disclosures; Considers Requiring Human Capital Resources Disclosure
Alert 23 Jul 2019 SEC: Time to revamp securities offering exemptions SEC is seeking public comments in its concept release in an effort to simplify, harmonize and improve the existing exempt offering framework.
