Financial Regulatory Observer
June 2018

The Financial Regulatory Observer regularly sets spotlights on selected topics driving the regulatory and technological changes in the financial industry.

scroll down
server room

Modernizing Europe's regulatory framework for outsourcing

Digital transformation has become a key topic across financial institutions' board rooms. Yet the regulatory framework for the implementation of technological innovations still lags behind.

Read More
digital financial stock display

US cross-border securities: Buyer (and seller) beware

As technology removes physical borders from the securities industry, international financial institutions must remain vigilant to ensure their business activities do not violate US regulations.

Read More
digital financial display

CFPB models softer face in Mulvaney makeover

An overhaul of the Consumer Financial Protection Bureau by its acting head has ruffled feathers and heralded a less aggressive enforcement regime.

Read More
paper money details

Cracking the EU's NPL reforms

A package of reforms aimed at tackling non-performing loans will have far-reaching consequences for European banks.

Read More