White & Case has authored the Third Edition of Securities Investigations: Internal, Civil and Criminal, a practitioners' guide to handling internal investigations, constructing and implementing internal compliance programs, responding to external enforcement inquiries, navigating parallel regulatory proceedings, and representing companies and individuals in civil and criminal actions.
The book, which is the result of nine partners and dozens of associates and counsel contributing their expertise, leverages the authors' extensive practical experience to provide readers with the knowledge, judgment, and perspective needed to address the long and constantly growing scope of considerations, constituencies, legal obligations, duties, and business objectives that must be considered by securities counsel.
Updated yearly to keep readers up to date with the enforcement priorities of, and guidance from, the SEC, DOJ, FINRA, and foreign regulators such as the FCA, as well as their latest enforcement actions, settlements, and prosecutions, Securities Investigations is a valuable reference for practitioners at all stages of their career.
Discover more and read the practice guide here.
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This article is prepared for the general information of interested persons. It is not, and does not attempt to be, comprehensive in nature. Due to the general nature of its content, it should not be regarded as legal advice.
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